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  • Boosting Corporate Culture Through Engagement with Stephan Poschik

    Boosting Corporate Culture Through Engagement with Stephan Poschik
    2024/12/17
    Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits Stephan Poschik, an entrepreneur with over 23 years of experience in the health and wellness industry and founder of six companies primarily focused on coaching and consulting. Stephan discusses his journey from Austria to running businesses across Europe and the United States and shares insights into his work with major corporations like Siemens, Toyota, and Volkswagen. The conversation highlights the importance of employee engagement, compliance, and corporate culture in driving productivity and ethical business practices. Stephan explains the dangers of disengaged employees and emphasizes the need for companies to create environments that foster engagement and loyalty. Stephan also delves into the differences in corporate wellness practices between Europe and the United States and how cultural factors influence employee engagement and compliance. He shares his CHC process for assessing and improving corporate health, which involves gathering employee feedback and implementing changes across three dimensions: personal responsibility, leadership development, and process optimization. Stephan believes companies can enhance employee and organizational performance by focusing on these areas, ultimately making them more competitive in the marketplace. Key highlights: Stephan’s Background and Career Journey Corporate Engagement and Compliance The Impact of Disengagement Cultural Differences in Corporate Wellness Employee Engagement Strategies Consulting Process and KPIs Resources: Stephan Poschik on LinkedIn Corporate Health Consulting GmbH Corporate Health Consulting & CHC Franchise LLC Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 分
  • From Engineer to Business Coach: Insights on Leadership and Growth with Brad Farris

    From Engineer to Business Coach: Insights on Leadership and Growth with Brad Farris
    2024/12/10
    Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance as he visits with top innovative minds, thinkers and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits Brad Farris to delve into his multifaceted role as a business coach, advisor, and personal growth director. Brad shares his journey from engineering to coaching, emphasizing the shift business owners need to make from service delivery to managerial roles as their companies grow. The discussion covers the complexities of leadership evolution, the impact of AI on professional services, and strategies for scaling and potentially selling a business. Ferris provides practical advice on managing client relationships, mentoring emerging leaders, and navigating the intricacies of corporate transitions. Tune in to gain valuable insights on personal and business growth, whether you are an entrepreneur or a compliance professional. Key Highlights · Challenges in Leadership Transition · Dealing with Client Expectations · Mentorship and Leadership Development · Mastermind Groups Explained · Preparing for Business Acquisition Resources Brad Farris on LinkedIn Anchor Advisors Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 分
  • Navigating Compliance and Innovation with Colin Darke

    Navigating Compliance and Innovation with Colin Darke
    2024/12/03
    Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox visits with Colin Darke, an attorney and compliance professional with a diverse career spanning over twenty years. Colin shares his journey from banking and finance law to in-house compliance roles, eventually co-founding CompliSun, an AI-enhanced compliance management system. Colin discusses his experience handling regulatory challenges, building compliance programs from scratch, and innovating within fintech. He also delves into his book ‘Unleashing Innovation: Compliance Strategies for FinTech Disruptors,’ which offers practical guidance for compliance professionals. Additionally, Colin explores his dual passion for art, explaining how being an artist has contributed to his mental well-being and professional success. Listeners will gain valuable insights into integrating AI in compliance, effective training techniques, and the importance of creating a strong compliance narrative for regulators. Key highlights: Colin Darke’s Professional Journey Authorship and Book Insights CompliSun: AI-Enhanced Compliance Regulated vs. Non-Regulated Industries AI Revolution in Compliance Art and Compliance: A Unique Intersection Resources: Colin Darke on LinkedIn CompliSun Unleashing Innovation-Compliance Strategies for Fintech Disruptors Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 分
  • Innovating Data Security a Conversation with Christian Geyer

    Innovating Data Security a Conversation with Christian Geyer
    2024/11/26
    Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox is joined by Christian Geyer, CEO of Actfore, the podcast’s sponsor. Christian discusses his journey from initially supporting the Navy and Marine Corps to founding Actfore, a company focused on automating breach notifications using onshore software powered by patent-pending AI technologies. The conversation delves into how Actfore simplifies breach notifications and the impact of AI and machine learning in improving speed, precision, and data security in incident responses. Christian also speaks on the importance of unified risk management, future data governance trends, and the regulatory requirements for data transfers between the US and EU. This episode offers valuable insights into leveraging data mining to enhance compliance and cybersecurity measures. Key highlights: Automation and Innovation in Data Breach Response AI and Machine Learning in Data Mining Compliance and Data Governance Reverse Domino Effect in Incident Response Future of Data Mining and Risk Management Resources Christian Geyer on LinkedIn Actfore Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 分
  • Navigating Risk Management in the Automotive Industry with Tom Kline

    Navigating Risk Management in the Automotive Industry with Tom Kline
    2024/11/19
    Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, host Tom Fox is joined by Tom Kline, a seasoned automobile industry expert and risk management authority. The two Toms delve into specific risks unique to car dealerships and how to manage customer and employee relations to avoid regulatory problems effectively. Kline shares his extensive experience from almost 35 years in the industry, detailing strategies like proactive online reputation management and creative contractual clauses designed to preempt legal issues from customer disputes. They also discuss the complexities of insurance policies in the automotive sector and the importance of understanding coverage as a risk mitigation tool. Kline introduces ‘Tuck the Octopus,’ a metaphor for handling the multifaceted challenges dealerships face, emphasizing customer service’s importance in fostering long-term loyalty. Key highlights: Key Risks in Automobile Dealerships Managing Customer and Employee Complaints Upstream Risk Management Tuck the Octopus: A Creative Solution Service Aspect of Dealerships Resources: Tom Kline on LinkedIn Better Vantage Point Tuck the Octopus Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    36 分
  • Exploring Client-Side Security and PCI DSS Compliance with Rui Ribeiro

    Exploring Client-Side Security and PCI DSS Compliance with Rui Ribeiro
    2024/11/12
    Innovation comes in many areas, and compliance professionals must be ready for and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. Host Tom Fox takes things differently in this episode by welcoming Rui Ribeiro, Co-Founder and CEO at Jscrambler, the podcast’s sponsor. Rui discusses innovative measures in client-side security and PCI DSS compliance, his professional background, and the significance of the PCI DSS Version 4 update in enhancing client-side environments, mainly focusing on controlling third-party vendors to prevent unauthorized data access. The discussion outlines the strides taken in making transactions secure and offers insights into the broader implications of data privacy and compliance trends. Listeners will gain a comprehensive understanding of the intersection between technology and compliance in the context of data security alongside the evolving regulatory landscape. Key highlights: Exploring Client-Side Security and PCI DSS Compliance The Importance of PCI DSS Version 4 Challenges and Solutions in Client-Side Security Jscrambler’s Role and Customer Engagement Future of Client-Side Security and Compliance Resources: Rui Ribeiro on LinkedIn Jscrambler Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    28 分
  • Anik Singal on His Journey from Digital Marketer to Compliance Advocate

    Anik Singal on His Journey from Digital Marketer to Compliance Advocate
    2024/11/05
    Innovation comes in many forms, and compliance professionals need to be ready for it and embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, Tom Fox sits down with Anik Singal, an expert in digital marketing and compliance. They discuss the often-overlooked aspects of compliance in direct marketing business. Anik shares his remarkable journey from being an online marketer for over two decades to facing a civil investigative demand from the FTC just as he was about to sell his company. This life-altering experience led him to focus on marketing compliance, creating AI-powered software, a podcast, a book, and an academy aimed at helping businesses market compliantly while still achieving high conversion rates. The episode delves into the complexities of FTC, SEC, and FINRA regulations and provides actionable insights into maintaining compliance to avoid legal pitfalls. Key highlights: The Turning Point: FTC Investigation Lessons Learned and New Mission Understanding FTC Marketing Compliance The Pentagon of Compliance The Importance of Substantiation in Marketing The ‘Don’t Say That’ Podcast Resources: Anik Singal on LinkedIn Complily Don’t Say That podcast Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    35 分
  • Revolutionizing Compliance: AI’s Role in Shaping The Future of Compliance Financial Institutions

    Revolutionizing Compliance: AI’s Role in Shaping The Future of Compliance Financial Institutions
    2024/10/29
    Innovation comes in many areas and compliance professionals need to not only be ready for it but embrace it. Join Tom Fox, the Voice of Compliance, as he visits with top innovative minds, thinkers, and creators in the award-winning Innovation in Compliance podcast. In this episode, Tom Fox has an enlightening discussion with John Sun, CEO of Spring Labs, sponsor of this podcast, as they delve into the transformative impact of AI on compliance in the financial sector. John shares his journey from a Chief Risk Officer at Avant to leading Spring Labs, an AI company focused on creating innovative compliance tools for financial institutions. The episode explores the significant gap in existing compliance tools and the company’s contributions to making compliance processes more efficient and adoptable. They cover the challenges faced by compliance professionals in communicating the value of these tools to quantitative-oriented stakeholders and highlight how AI-powered solutions like Zanko ComplianceAssist, Agent Assist, and Customer Assist are enhancing efficiency and accuracy. Additionally, the conversation touches on how AI is being used to convert unstructured conversational data into actionable insights, leading to better business decisions and process improvements. This episode offers valuable insights for financial institutions aiming to use customer feedback as a strategic resource and emphasizes the growing importance of AI in compliance and data management. Key Highlights: The Genesis of Spring Labs Strategic Value of Compliance Management Leveraging AI in Compliance Streamlining Customer Service with AI Leveraging Data for Business Efficiency AI’s Role in Structuring Data Future of AI in Compliance Resources: John Sun on LinkedIn Spring Labs Tom Fox Instagram Facebook YouTube Twitter LinkedIn
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    28 分