• Episode 109: Red Card Episode 68: Navigating Compliance Delays

  • 2024/05/16
  • 再生時間： 22 分
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Episode 109: Red Card Episode 68: Navigating Compliance Delays

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  • Join host Artin Safarian as he sits down with the principal broker at Alexandrian Partners, Antonis Alexandris, to delve into a real-world scenario involving a significant delay in the distribution of rules and regulations to a mutual client. In this episode, they explore the impact of this delay, how it could have been prevented, and the steps taken to resolve the situation. Tune in for valuable insights and expert advice on navigating compliance challenges in the brokerage industry.
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あらすじ・解説

Join host Artin Safarian as he sits down with the principal broker at Alexandrian Partners, Antonis Alexandris, to delve into a real-world scenario involving a significant delay in the distribution of rules and regulations to a mutual client. In this episode, they explore the impact of this delay, how it could have been prevented, and the steps taken to resolve the situation. Tune in for valuable insights and expert advice on navigating compliance challenges in the brokerage industry.
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