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6: Fiduciary Standards and the Evolution of Wealth Management
- 2024/08/16
- 再生時間： 30 分
- ポッドキャスト
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サマリー
あらすじ・解説
Introduction: Jean and Andrew discuss the Globe column on fiduciary standards in investment management.
Discretionary vs. Brokerage Relationships: Examination of how discretionary investment management differs from traditional brokerage relationships.
Evolving Industry Standards: Discussion on how the lines between discretionary and brokerage relationships have blurred over the past 20 years.
Case Study: Reflection on Claire O'Hara’s article about a potential conflict of interest at a Canadian firm.
Fiduciary Standards: Importance of maintaining high standards of care and transparency in fiduciary relationships.
Compensation Models: Analysis of how compensation structures impact client interests and industry practices.
Regulatory and Industry Alignment: The need for industry-wide conversations and alignment on fiduciary standards and compensation transparency.
Conclusion: Andrew’s call to action for industry-wide improvement and ongoing dialogue to benefit clients and firms alike.
Discretionary vs. Brokerage Relationships: Examination of how discretionary investment management differs from traditional brokerage relationships.
Evolving Industry Standards: Discussion on how the lines between discretionary and brokerage relationships have blurred over the past 20 years.
Case Study: Reflection on Claire O'Hara’s article about a potential conflict of interest at a Canadian firm.
Fiduciary Standards: Importance of maintaining high standards of care and transparency in fiduciary relationships.
Compensation Models: Analysis of how compensation structures impact client interests and industry practices.
Regulatory and Industry Alignment: The need for industry-wide conversations and alignment on fiduciary standards and compensation transparency.
Conclusion: Andrew’s call to action for industry-wide improvement and ongoing dialogue to benefit clients and firms alike.