• 2 Gurus Talk Compliance

  • 著者： Thomas Fox
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2 Gurus Talk Compliance

著者： Thomas Fox
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  • What happens when two top compliance commentators get together? They talk compliance of course. Join Kristy Grant-Hart and Tom Fox for their new podcast, 2 Gurus Talk Compliance! In this podcast series Kristy and Tom review other top commentators in compliance as well. In this podcast, we will consider all things compliance, corporate ethics, ESG, governance, and whatever else is on our minds and the minds of other experts in the field. Kristy and Tom explore all of these topics with expertise and wit.
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あらすじ・解説

What happens when two top compliance commentators get together? They talk compliance of course. Join Kristy Grant-Hart and Tom Fox for their new podcast, 2 Gurus Talk Compliance! In this podcast series Kristy and Tom review other top commentators in compliance as well. In this podcast, we will consider all things compliance, corporate ethics, ESG, governance, and whatever else is on our minds and the minds of other experts in the field. Kristy and Tom explore all of these topics with expertise and wit.
政治・政府 経済学
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  • Episode 39 - The TD Bank Edition

    Episode 39 - The TD Bank Edition
    2024/10/18
    What happens when two top compliance commentators get together? They talk compliance of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode! In this episode, co-hosts Khristy Grant-Hart and Tom Fox tackle several high-profile compliance issues. They start with TD Bank’s $3 billion money laundering scandal, exploring how inadequate compliance measures and lack of investment enabled a decade-long operation involving $18.3 trillion in questionable transactions. The discussion critiques the penalties imposed on TD Bank and reflects on the broader industry implications. The hosts then shift focus to collateral damage from fentanyl, human trafficking, modern slavery, and terrorist financing, spotlighting the OCC’s novel restrictive actions and an SEC enforcement case involving Indian bribery schemes by Moog. Transitioning to corporate compliance dynamics, the podcast covers the Texas incident involving Deloitte’s mishandling of a convicted felon’s loan application, raising significant questions about due diligence. Frances Haugen’s advocacy for stronger whistleblower protections, particularly in the AI sector, gets highlighted. The episode concludes by addressing the legal ramifications of anti-boycott provisions, the complexities of election season in the workplace, and recent developments in the Boeing case, encapsulating these serious discussions with a humorous note on a bizarre Florida man incident. Stories Include: TD Bank Money Laundering Scandal Caremark Claims and Broader Implications Indian Bribery Case and SEC Enforcement Debating the ECCP Guidance Texas’ $5 Billion Power Plant Scandal Facebook Whistleblower Frances Haugen Speaks Out Understanding Anti-Boycott Provisions Managing Politics in the Workplace Boeing’s Legal Troubles and DEI Concerns Florida Man’s Unusual Drug Complaint Resources Kristy Grant-Hart on LinkedIn Spark Consulting Prove Your Worth Tom Instagram Facebook YouTube Twitter LinkedIn
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    41 分
  • Episode 38 - The SCCE Wrap Up Edition

    Episode 38 - The SCCE Wrap Up Edition
    2024/10/04
    What happens when two top compliance commentators get together? They talk compliance, of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode! In this episode of the ‘Two Gurus Talk Compliance Podcast,’ hosts Kristy Grant-Hart and Tom Fox delve into recent updates and stories in the compliance world. They explore the DOJ’s latest guidance on corporate compliance programs, highlighting themes of data access and the role of AI. Discussion on domestic bribery leads to the case against NYC Mayor Eric Adams for alleged violations, including unauthorized travel expenses. The hosts also analyze four significant trade sanction cases detailed by Michael Volkov, illustrating the importance of rigorous compliance measures. Notable segments include the investigation into Binance’s hefty compliance investments, the influence of competition on corporate culture, and current issues in internal controls. A curious case on Caremark claims against Wells Fargo’s board is mentioned, providing insights into potential legal trends. The podcast closes with a humorous touch on a Florida man’s recurring jail visits due to retail fraud. The episode is a comprehensive overview of key compliance topics marked by real-world examples and expert insights. Stories Include: How Binance found that old-time 'compliance' religion. (WSJ) Wells Fargo must face Caremark claim. (Reuters) SEC fines 11 more firms for failures in messaging apps. (SEC Press Release) 4 top sanctions cases. (Corruption, Crime, and Compliance) On the importance of internal controls. (Harvard Law School Forum on Corporate Governance) Revamped Compliance Program Guidance! (Radical Compliance) Canada, Mexico Should Halt China's Forced-Labor Imports, U.S. Lawmakers Say (WSJ) NYC Mayor Eric Adams accepted harmless ‘courtesies,’ not bribes, his lawyer says (AP) Companies Like to Pit Internal Teams Against Each Other. Bad Idea. (WSJ) 57-year-old Florida man goes to jail for 75th time (WTSP) Resources : Kristy Grant-Hart on LinkedIn Spark Consulting Prove Your Worth Tom Instagram Facebook YouTube Twitter LinkedIn
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    38 分
  • Episode 37 — The Florida Couple Edition

    Episode 37 — The Florida Couple Edition
    2024/09/20
    What happens when two top compliance commentators get together? They talk compliance of course. Join Tom Fox and Kristy Grant-Hart in 2 Gurus Talk Compliance as they discuss the latest compliance issues in this week’s episode! In this episode Tom and Kristy discuss the controversial LinkedIn post that categorized people aged 45 to 55 as in ‘late career,’ while highlighting how Gen Z is showing new enthusiasm for corporate jobs. They delve into the Biden administration’s crackdown on Chinese imports linked to modern slavery and debate the costs of closing the de minimis exception for tariffs and package reviews. Additionally, they touch on the alarming case of a missing Chinese executive and dissect the implications of mandatory retirement ages in corporate America. The episode wraps up with a quirky story about a Florida couple (not Florida Man) attempting to claim a lottery prize with a laminated, torn ticket, showcasing the wide spectrum of compliance and ethical issues in today’s world. Tune in for a mix of insightful discussion and lighter moments from the compliance community. Stories Include: What me retire? (FT) The top Chinese bank told me to wire money. (FT) Ex-Glencore execs appear in court. (FT) PCAOB orders audit firms to bring in outsiders. (FT) The way forward for ESG. (FT) Biden Takes Aim at China’s Temu and Shein with Trade Crackdown. (WSJ) An affair cost Alan Shaw his job and severance. Will Norfolk Southern also try to claw back his pay? (Fortune.com) 20-Somethings Learn to Love Their Corporate Jobs. (WSJ) SEC Charges Seven Public Companies with Violations of Whistleblower Protection Rule. (SEC) Florida couple caught allegedly taping lottery ticket together to claim $1 million prize. (FOX Orlando 35) Resources: Kristy Grant-Hart on LinkedIn Spark Consulting Prove Your Worth Tom Instagram Facebook YouTube Twitter LinkedIn
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    32 分

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