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  • 10 For 10: Top Compliance Stories For the Week Ending December 14, 2024
    2024/12/14
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should remember from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. South African politicians slam token fine levied on McKinsey. (FT) South African government is not working with McKinsey for the G-20. (Bloomberg) Fifth Circuit invalidates NASDEQ diversity requirements. (Reuters) Ex-Trafigura COO says he was negligent, not criminal. (Bloomberg) Senators asked TD Bank to release the investigation results. (WSJ) Former TD Bank employee charged. (CNN) Continued robust export control enforcement is predicted. (WSJ) Patagonia fighting forced labor through exploring ‘atomic make-up’ of clothing. (WSJ) Appeals Court upholds law requiring the sale of TikTok. (Reuters) Methode discloses FCPA investigation. (MSN) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News, which features four curated compliance and ethics stories each day, here. Check out the entire 3-book series, The Compliance Kids, on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending December 7, 2024
    2024/12/07
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. McKinsey agrees to FCPA settlement for corruption in South Africa. (DOJ Press Release) Judge rejects DOJ/Boeing settlement. (WSJ) Defense in Trafigura case can’t knock out star prosecution witness. (FT) Was it corruption or a smart (or dumb) business deal? (TNR) Tesla lost the case on the 2nd Musk pay package. (WSJ) Was it fraud or worse? (NYT) Paul Atkins was selected to head SEC. (FT) Trump-appointed Texas judge enjoins CTA nationally. (Bloomberg) OIG looks to hold nursing care execs responsible. (McKnight’s Long-Term Care News) Buying/Selling homes and compliance. (Mortgage News Daily) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here. Check out the entire 3-book series, The Compliance Kids, on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending November 30, 2024
    2024/12/01
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. · Larry Thompson looks back. (Press Release) · VW to exit Jingjing region of China. (NYT) · Hong Kong becoming financial crime hub. (WSJ) · China Defense Minister under investigation for corruption. (FT) · Thale under corruption investigation. (BBC) · Was it fraud or worse? (NYT) · What happens when a company loses its groove. (WSJ) · How the Adani case will test the long arm of US jurisdiction. (Bloomberg) · SEC racks up $8bn in penalties under Gensler. (WSJ) · 30 Chinese companies added to blacklist. (WSJ) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending November 23, 2024
    2024/11/23
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Is bribery how business is done in India? (NYT) Adami Group charged with fraud, FCPA violations. (NYT) Trafigura heads to trial in Switzerland. (Bloomberg) A layer of crypto corruption. (TheBulwark) Firings as layoffs without benefits. (FT) KPMG rehabbed in the UK. (FT) Founder of Crypto mixer sentenced to 3 years in prison. (WSJ) Bill Hwang gets 18 years. (NYT) Gary Wang receives no prison time. (NYT) Jay Clayton was picked to head SDNY. (FT) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here. Check out the full 3-book series, The Compliance Kids, on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending November 16, 2024
    2024/11/16
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Meta fined $840MM in EU for anti-trust violations. (NYT) SBF LT. Builds fraud detection tool for DOJ. (Reuters) Shell wins appeal in landmark climate case. (NYT) ADM CCO steps down amid probe. (Bloomberg) End of ESG and crypt initiatives at SEC. (WSJ) What science reveals about corruption. (El Pais) Telefónica Venezuela settles FCPA action. (WSJ) Handling a difficult employee with health issues. (NYT) Hidden cost of textile and apparel non-compliance. (Homeland Security Today) NetEase execs arrested for bribery and money laundering. (biz) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here. Check out the full 3-book series, The Compliance Kids, on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending November 9, 2024
    2024/11/09
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings you the compliance professional and the compliance stories you need to know to end your busy week. Sit back, and in 10 minutes, hear the stories every compliance professional should know from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Canada shuts down TikTok. (NYT) US backs Argentina in fight of YPF. (FT) FinTechs need to be more proactive around regulatory compliance. (American Banker) French soccer corruption investigations expand. (Bloomberg) The cost of flouting corruption. (Forbes) Fat Leonard was sentenced. (USNI) How corruption facilitates organized crime. (UN) SEC needs to prepare for more regulatory challenges. (WSJ) It turns out audit reports do matter. (WSJ) Warren rebukes DOJ over TD Bank settlement. (WSJ) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here. Check out the full 3-book series, The Compliance Kids, on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For The Week Ending November 2, 2024
    2024/11/02
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Alibaba settles with shareholders for $433MM. (WSJ) How a BBC podcast led to the arrest of Mike Jeffries. (BBC) AstraZeneca China BU President under investigation. (FT) Trafigura faces $1bn hit for corruption in Mongolia. (Bloomberg) Sri Lanka to probe corruption in tanker disaster. (Al Jazeera) UBS stuck in yet another Mozambique tuna bond investigation. (Bloomberg) It turns out audit reports do matter. (WSJ) JP Morgan set to settle several SEC enforcement actions. (Reuters) Modern slavery stopped on the Scottish trawler. (BBC) Olympus chief fired for purchasing illegal drugs. (FT) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Register for the First Annual Compliance Podcast Network, Agora Awards for Excellence in Podcasting. Our inaugural winners are Mary Shirley and Lisa Fine for co-founding Great Women in Compliance. The event is Tuesday, November 19, from 12-3 PM ET and is free. Registration and information are here. Connect with Tom Instagram Facebook
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    10 分
  • 10 for 10: Top Compliance Stories For The Week Ending October 26, 2024
    2024/10/26
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Former A&F CEO arrested for sex trafficking. (WSJ) Peru’s ex-President gets 20 years for corruption. (NPR) Charges dropped against Tigran Gambaryan in Nigeria. (Wired) The Quid Pro Quo-Judge Aileen Cannon on Trump’s short list to be AG. (ABC) FinCEN fines CA Casino over AML violations. (WSJ) Harris looking at crypto friendly types to head SEC. (Unchained) EY fires staff who took multiple online training courses at the same time. (FT) Preventing bad behavior at work. (FT) Extreme forum shopping. (CoinDesk) An analysis of Supreme Court’s legalization of corruption. (NYT) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分