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  • Top Compliance Stories For the Week Ending October 26, 2024
    2024/10/26
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. · FinCEN fines CA casino over AML violations. (WSJ) · The Quid Pro Quo-Judge Aileen Cannon on Trump’s short list to be AG. (ABC) · Charges dropped against Tigran Gambaryan in Nigeria. (Wired) · Peru’s ex-President gets 20 years for corruption. (NPR) · Former A&F CEO arrested for sex trafficking. (WSJ) · Harris looking at crypto friendly types to head SEC. (Unchained) · EY fires staff who took multiple online training courses at the same time. (FT) · Preventing bad behavior at work. (FT) · Extreme forum shopping. (CoinDesk) · An analysis of Supreme Court’s legalization of corruption. (NYT) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For The Week Ending October 19, 2024
    2024/10/19
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Kenya impeaches deputy President. (Al Jazeera) McKinsey is close to settling its part in the opioid crisis. (Reuters) A Boeing judge wants additional information on Monitor and selection. (Law360) RTX settles FCPA and fraud cases. (WSJ) Meta fires staff who abused $25 meal credits. (FT) Is routine legal advice risky? If you advise paying a bribe. (Law.com) Grewal moves to Wall Street. (WSJ) Which EU country is the most corrupt? (EuroNews) Moog settles FCPA claim. (WSJ) Canada’s reputation for clean banking is gone in 40 minutes. (The Globe and Mail) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For The Week Ending October 12, 2024
    2024/10/12
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. For Ecuador, the president and VP barred entry into the US. (Reuters) TD Bank to pay $3bn in penalties. (WSJ) EV maker under SEC investigation. (Compliance Week) Eric Adams aide is alleged to have destroyed evidence. (WSJ) Corruption Houston cop gets 60 years. (Houston Chronicle) Crypto.com sues the SEC (FT) Trial of SFO staffers put on hold for settlement talks. (City AM) Trial of Mike Madigan kicks off. (Chicago Tribune) MYC Mayor Adams indictment has National Security issues. (Gothamist) Victims of Robert Allen Stanford fraud may get paid. (NYT) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For The Week Ending October 5, 2024
    2024/10/05
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. CEOs turning to pods. (FT) Francis Haugen says we need more whistleblowers. (WSJ) Britain to give banks a new tool to fight fraud. (Reuters) Cheat at home, cheat at work? (Bloomberg) SEC head of enforcement to step down. (WSJ) The ghost of Odebrecht lives on. (WSJ) Where do you find modern slavery? At a McDonald’s in the UK. (BBC) Hearing on Boeing/DOJ guilty plea set. (Reuters) SEC fines 11 more firms for failures in messaging apps. (SEC Press Release) Adams’s Lawyers Ask Judge to Dismiss Federal Bribery Charge. (NYT) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For The Week Ending September 28, 2024
    2024/09/28
    Welcome to 10 For 10, the podcast which brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. · DOJ releases 2024 Update to the Evaluation of Corporate Compliance Programs. (FCPA Compliance & Ethics Blog) · China probes PVH. (Reuters) · Wells Fargo must face Caremark claim. (Reuters) · Wagner Group used HSBC and JPMorgan for payments. (FT) · Carolyn Ellison sentenced to 2 years in prison and forfeits $11bn. (NYT) · Ex-CEO of Skael faces criminal fraud charges. (WSJ) · S Iswaran convicted for corruption in Singapore. (BBC) · SEC fines 11 more firms for failures in messaging apps. (SEC Press Release) · NYT Mayor Adams indicted on bribery and corruption charges. (NYT) · How Binance found that old time ‘compliance’ religion. (WSJ) For more information on the Ethico Toolkit for Middle Managers, available at no charge by clicking here. You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For The Week Ending September 20, 2024
    2024/09/21
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Tips flow to DOJ under the new whistleblower program. (WSJ) Danske Bank pays another $7MM for Estonia AML issues. (WSJ) Second trial in Vietnam after 1st one ended in a death sentence. (Bloomberg) Was VW audit in China substandard? (FT) JPMorgan appoints senior bankers to oversee junior bankers. (FT) 2 ex-NYFD chiefs charged with bribery. (Bloomberg) First Energy pays $100MM to settle SEC charges. (WSJ) Astra-Zeneca employees arrested in China. (Bloomberg) Walgreens to pay $106MM for allegations of overbilling. (WSJ) Tik-Tok faces tough questions from the Court of Appeals. (Reuters) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day, here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For The Week Ending September 14, 2024
    2024/09/14
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. Albanian ex-PM indicted for corruption. (Reuters) The Bibi Files. (The Guardian) NYPD Police chief resigns. (NYT) Will South Africa leave the FATF dirty money list in 2025? (Bloomberg) Google and Apple face billions in back taxes in the EU. (NYT) Slovakia loses corruption battle. (Politico) John Deere settles FCPA allegations. (WSJ) Ex-Glencore employees plead not guilty. (FT) PCAOB requires audit firms to bring in outside experts to oversee audit quality. (FT) Hong Kong now high-risk? (WSJ) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics-related stories each day here. Check out the full 3-book series, The Compliance Kids on Amazon.com. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分
  • 10 For 10: Top Compliance Stories For the Week Ending September 7, 2024
    2024/09/07
    Welcome to 10 For 10, the podcast that brings you the week’s Top 10 compliance stories in one podcast each week. Tom Fox, the Voice of Compliance, brings to you, the compliance professional, the compliance stories you need to be aware of to end your busy week. Sit back, and in 10 minutes, hear about the stories every compliance professional should be aware of from the prior week. Every Saturday, 10 For 10 highlights the most important news, insights, and analysis for the compliance professional, all curated by the Voice of Compliance, Tom Fox. Get your weekly filling of compliance stories with 10 for 10, a podcast produced by the Compliance Podcast Network. A Nigerian tech boss fined $250MM for a fictional company. (FT) 7 people have died from a listeria outbreak so far. (NYT) How much did Stewart Health Care pay its agent? (OCCRP) The former VW chief goes to trial for the emissions testing scandal. (NYT) HP to go after Lynch’s widow. (Reuters) Another round of SEC enforcement actions for off-channel comms. (WSJ) Corruption pushing Africans to immigrate. (Al Jazeera) ENRC seeks $290MM from SFO for a botched investigation. (WSJ) Did BoA share non-public information with investors? (WSJ) Biden to block Japanese takeover of US Steel. (Bloomberg) For more information on the Ethico Toolkit for Middle Managers, available at no charge, click here. You can check out the Daily Compliance News for four curated compliance and ethics related stories each day, here. Connect with Tom Instagram Facebook YouTube Twitter LinkedIn
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    10 分